Publicly-Traded Company Assurance

Unique. Adaptive. Focused.

In today’s highly sensitive compliance and reporting environment, public companies require an experienced and judicious attestation firm to provide an objective, comprehensive and cost-effective audit. A registered firm with the Public Company Accounting Oversight Board (PCAOB), we have extensive experience working with public companies.

At McConnell & Jones LLP, our experienced team provides dedicated research and reporting services and performs a thorough examination of all of your financial documents. Not only do we examine the facts and figures of transactions, we are also able to help your company go public cost-effectively whether through IPO or reverse merger.

SEC Attest & Compliance Services

At McConnell & Jones, we understand the difficulties that come with Securities & Exchange Commission (SEC) compliance. Our team of professionals has extensive experience working with publicly-traded companies with regards to SEC regulations and compliance. We offer a range of services to assist companies registered with, or wanting to register with, the SEC.

Our SEC Services Group is focused on serving publicly traded, mid-sized, and emerging-growth companies with compliance filings (i.e.10K’s, 10Q’s, and 8-K’s).  Additionally, we assist with late filings and can help achieve financial compliance if past reporting deadlines were missed.

If you’re preparing to go public, McConnell & Jones can advise you on the IPO process and preparation of the Form S-1 or Form 10 as well as with a reverse merger. We can also provide a PCAOB audit of your financial statements.

Industry Leadership

All our audit engagements are staffed with experienced CPAs that can handle the complexity of your engagement. Our leadership team members have ‘Big Four’ partner backgrounds and together they offer six decades of practical experience with SEC registrant clients. Having worked on numerous audits and hundreds of SEC registrants, McConnell & Jones’ SEC Services Group brings a wealth of experience that translates into efficient audits and financial reporting that meets compliance standards.

Public Company Audit Services

  • Annual and quarterly reporting on Form 10K and 10Q
  • IPOs, S-1 Registration Statements, and Form 10 Filings
  • Reverse mergers and related “Super” 8-K filings
  • Capital Raises through PIPEs or sale of public equity or private debt offerings

Merger & Acquisition Services

  • M&A Strategy
  • Due Diligence
  • Merger Integration

Internal Audit and Sarbanes-Oxley Services

  • SOX 404 Compliance Assessments
  • SOX 404 Compliance Monitoring
  • Internal Control Advisory & Implementation
  • Process Improvement Reviews
  • Fraud Risk Assessments

Tax Services

  • M&A Tax Structuring
  • Tax Planning & Compliance
  • Change of Ownership
  • Financial Derivatives

If you’re preparing to go public or are in need of audit or compliance help, McConnell & Jones can assist you. Contact us today to find out more about our publicly traded company assurance services.